John Rawls, A Theory of Justice

The Role of Justice

Each person possesses an inviolability founded on justice that even the welfare of a society as a whole cannot override.  For this reason justice denies that the loss of freedom for some is made right by a greater good shared by others.

The rights secured by justice are not subject to political bargaining or to the calculus of social interests.

Let us assume … society … an agreement on the proper division of shares.

The Main Idea of the Theory of Justice

Social contract theory

The “original agreement”:  They are the principles that free and rational person concerned to further their own interests would accept in an initial position of equality as defining the fundamental terms of their association.  Justice as fairness.

Men are to decide in advance how they are to regulate their claims against one another….  The choice which rational men would make in this hypothetical situation of equal liberty.

State of nature:  but in the original position, no one knows his place in society, his class position or social status, nor does any one know his fortune in the distribution of natural assets and abilities, his intelligence, strength, and the like.

The principles of justice are chosen behind a veil of ignorance…  [so that] no one is able to design principles to favor his particular condition, [thus] the principles of justice are the result of a fair agreement or bargain.  An initial condition that is fair.   (Note: For Hobbes, the original equality meant war.  “Fairness” only came about because of the sovereign.  Not so here.) 

Note:  What they are choosing is the first principles of a conception of justice which is to regulate all subsequent criticism and reform of institutions.  We choose a conception of justice to by which to govern ourselves (meaning us all together as a society:  before that, who knows?)

These are the principles [argues Rawls] that free and equal persons would assent to under circumstances that are fair.  [From whence this notion of “fair”?]  In this sense its members are autonomous and the obligations they recognize are self-imposed. [Kant] 

Rational, autonomous, self-interested (largely not interested in the interests of others), effectiveness maximizers.

The Two Principles:

(1)   The first requires equality in the assignment of basic rights and duties.

(2)   The second holds that the social and economic inequalities, for example inequalities of wealth and authority, are just only if they result in compensating benefits for everyone, and in particular for the least advantaged members of society.

The Original Position and Justification

It seems reasonable and generally acceptable that no one should be advantaged or disadvantaged by natural fortune or social circumstances in the choice of principles.  It also seems widely agreed that it should be impossible to tailor principles to the circumstances of one’s own case.  We should insure further that particular inclinations and aspirations, and persons’ conceptions of their good do not affect the principles adopted.

One excludes the knowledge of those contingencies which sets men at odds and allows them to be guided by their prejudices.  In this manner the veil of ignorance is arrived at in a natural way. [?]

“Reflective equilibrium”:  We can check an interpretation of the initial situation by the capacity of its principles to accommodate our firmest convictions and to provide guidance where guidance is needed.  Our principles and judgments coincide.

These constraints express what we are prepared to regard as limits on fair terms of social cooperation.

Classical Utilitarianism

Why not utilitarianism?  Individuals balance losses against gains.  Why should not a society act on precisely the same principle?  A society is properly arranged when its institutions maximize the net balance of satisfaction.  The principle of choice for an association of men is interpreted as an extension of the principle of choice for one man.  Social justice is the principle of rational prudence applied to an aggregative conception of the welfare of the group.

The right and the good:  commonly, the good is defined independently from the right, and then the right is defined as that which maximizes the good.  “Do what leads to the most good.”

Given the utilitarian view of justice, it does not matter, except indirectly, how this sum of satisfactions is distributed among individuals any more than it matters, except indirectly, how one man distributes his satisfactions over time.

There may be certain precepts which experience shows should be strictly respected and departed from only under exceptional circumstances. [“fundamental right”; “strict scrutiny”; “compelling state interest” vs. rational basis test]

And yet there is no reason in principle why the greatest gains of some should not compensate for the lesser losses of others; or more importantly, why the violation of the liberty of a few might not be made right by the greater good shared by the many.

The role of the “impartial spectator”:  It is this spectator who is conceived as carrying out the required organization of the desires of all persons into one coherent system of desire; it is by this construction that many persons are fused into one.  Endowed with ideal powers of sympathy and imagination, the impartial spectator is the perfectly rational individual who identifies with and experiences the desires of others as if these desires were his own.  In this way he ascertains the intensity of these desires and assigns them their appropriate weight in the one system ….

The key:  efficient administration for maximizing interests.

This view of social cooperation is the consequence of extending to society the principle of choice for one man, and then, to make this extension work, conflating all persons into one through the imaginative acts of the impartial sympathetic spectator.  Utilitarianism does not take seriously the distinction between persons. [Question: Does Rawls?]

Some Related Contrasts

The issue of “rights”:  Justice denies that the loss of freedom for some is made right by a greater good shared by others.  The reasoning which balances the gains and losses of different persons as if they were one person is excluded.  Justice as fairness attempts to account for these common sense convictions. [Uh-oh, if we’re going to make an appeal to “common sense convictions.”]

Utilitarianism is not individualistic:  it subjects the rights secured by justice to the calculus of social interests (as determined by some “efficient administrator” who is serving supposedly in the capacity of “impartial spectator.”

For utilitarians (at least of a certain sort), the satisfaction of any desire has some value in itself which must be taken into account in deciding what is right.  In calculating the greatest balance of satisfaction it does not matter, except indirectly, what the desires are for.  We are to arrange institutions so as to obtain the greatest sum of satisfactions; we ask no questions about their source or quality but only how their satisfaction would affect the total well-being.  Thus if men take a certain pleasure in discriminating against one another, in subjecting others to a lesser liberty as a means of enhancing their self-respect [and they do], then the satisfaction of these desires [it seems] must be weighed in our deliberations according to their intensity, etc. along with other desires.

The principles of right, and so of justice, put limits on which satisfactions have value; they impose restrictions on what are reasonable conceptions of one’s good.

The priority of the right over the good in justice as fairness turns out to be a central feature of the conception.  Certain initial bonds are placed upon what is good and what forms of character are morally worthy, and so upon what kinds of persons men should be.   

Two Principles of Justice (the two that would be chosen in the “initial position” behind the “veil of ignorance” by rational persons)

(1)   First, each person is to have an equal right to the most extensive basic liberty compatible with a similar liberty for others.

(2)   Second, social and economic inequalities are to be arranged so that they are both (a) reasonably expected to be to everyone’s advantage, and (b) attached to positions and offices open to all.

Injustice, then, is simply inequalities that are not to the benefit of all….

Interpretations of the Second Principle

One statement of “the second principle” is this:  “The second holds that the social and economic inequalities, for example inequalities of wealth and authority, are just only if they result in compensating benefits for everyone, and in particular for the least advantaged members of society.”

The most recent is this:  social and economic inequalities are to be arranged so that they are both (a) reasonably expected to be to everyone’s advantage, and (b) attached to positions and offices open to all.

Note the two principles:  “equally open” and to “everyone’s advantage.”  But note also, in the earlier formulation:   “in particular for the least advantaged members of society.”

Question:  What would happen if you arranged the system so that “careers are open to talents”?  The better prepared would get ahead.  Are we to accept the “initial distribution of assets” as itself “fair”?  If not, what do we do?

NB: The most obvious injustice of the system of natural liberty is that it permits distributive shares to be improperly influenced by these factors [factors such as natural talents and abilities as these have been developed or left unrealized and their use favored or disfavored over time and such chance contingencies as accident and good fortune] so arbitrary from a moral point of view This is where Nozick is going to pounce!

The school system, whether public or private, should be designed to even out class barriers.  [and educate?]

There is no more reason to permit the distribution of income and wealth to be settled by the distribution of natural assets [talent, knowledge, etc.] than by historical and social fortune.

NB:  Furthermore, the principle of fair opportunity can be only imperfectly carried out, at least as long as the institution of the family exists.

Even the willingness to make an effort, to try, and so to be deserving in the ordinary sense is itself dependent upon happy family and social circumstances.

It is impossible in practice to secure equal chances of achievement and culture for those similarly endowed, and therefore we may want to adopt a principle which recognizes this fact and also mitigates the arbitrary effects of the natural lottery.

The advantages of persons with great natural endowments are to be limited to those that further the good of the poorer sectors of society.

Democratic Equality and the Difference Principle

Assuming the framework of institutions required by equal liberty and fair equality of opportunity, the higher expectations of those better situated are just if and only if [but note, the greater expectations will be just] they work as part of a scheme which improves the expectations of the least advantaged members of society.

The Tendency to Equality

The principle of redress:  the principle that undeserved inequalities call for redress; and since inequalities of birth and natural endowment are undeserved, these inequalities are to be somehow compensated for. [Remember, these are the conditions Rawls thinks the only ones “rational people” would agree to in the “original position.”  Are they?]

To provide genuine equality of opportunity, society must give more attention to those with fewer native assets and to those born into the less favorable social positions.  [e.g., affirmative action]

Those who have been favored by nature, whoever they are, may gain from their good fortune only on terms that improve the situation of those who have lost out.  The naturally advantaged are not to gain merely because they are more gifted …. No one deserves his greater natural capacity nor merits a more favorable starting place in society.

The Veil of Ignorance

No one [in the original position] knows his place in society, his class position or social status; nor does he know his fortune in the distribution of natural assets and abilities, his intelligence and strength, and the like, nor his conception of the good, the particulars of his rational plan of life, or even the special features of his psychology such as his aversion to risk or liability to optimism or pessimism.   Nor any of the particulars of the society he will be born into.  Complete ignorance of details:  What system, then, would rational person agree to?  Answer (thinks Rawls):  The system of justice as fairness he has outlined.

Legitimate Expectations and Moral Desert

There is a tendency for common sense to suppose that income and wealth, and the good things in life generally, should be distributed according to moral desert.  Justice is happiness according to virtue.  Justice as fairness rejects this conception.  Such a principle would not be chosen in the original position.

Now to Robert Nozick!